linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Andrew Casey

Scotia Capital (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Andrew Casey

Michael Andrew Casey is a registered representative of Scotia Capital (usa) Inc. Michael has been in the securities industry since 1998. Michael has a Series 7, Series 63, Series 24, and SIE license. Michael's previous employers include RBC Capital Markets, LLC, RBC Capital Markets Corporation, RBC Dain Rauscher Inc., CIBC World Markets Corp., and Bear, Stearns & Co. Inc.. Michael is licensed in 52 states.

Firm Information

Michael Casey is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Casey’s Registration & Firm History

TX

06/07/2022 - Present

Scotia Capital (usa) Inc. (HOUSTON TX)

TX

02/29/2008 - 11/24/2021

RBC CAPITAL MARKETS, LLC (HOUSTON TX)

TX

02/06/2004 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (HOUSTON TX)

NY

08/15/2003 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NY

10/13/1999 - 03/05/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

06/19/1996 - 01/22/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

Not sure if Michael Andrew Casey is right for you?

Licenses & Designations

BC

Issued 01/09/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Andrew Casey.
Not sure if Michael Andrew Casey is right for you?