Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Battaglia is an investment advisor representative with Cetera Investment Advisers LLC. Michael has been working in the financial services industry since 1997. Michael is registered in California, New Jersey, New York, North Carolina, South Carolina, and Virginia. Michael is also a registered investment advisor in South Carolina. Michael has a Series 63, Series 65, and Series 7 license. In addition to his work with Cetera Investment Advisers LLC, Michael also works as an independent insurance agent selling fixed annuities, life/accident/health, and LTC from his private residence. Michael is committed to providing his clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
06/29/2023 - Present
Cetera Investment Advisers LLC (MT PLEASANT SC)
SC
05/24/2013 - 09/03/2013
WALNUT STREET SECURITIES, INC. (MT PLEASANT SC)
SC
04/21/2006 - 05/29/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (MT. PLEASANT SC)
SC
01/02/2002 - 05/04/2006
CITIGROUP GLOBAL MARKETS INC. (CHARLESTON SC)
GA
05/08/1997 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 5/1/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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