Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sparacino is a financial advisor currently registered with Matrix Executions, LLC. Michael has been in the financial services industry since 2009. Michael holds FINRA Series 7, 55, 57TO, and 63 licenses, and the SIE. Michael has previously held positions at DASH Financial Technologies LLC, Raymond C. Forbes & Co., Inc., Buckley & Young, LLC, ConvergEx Execution Solutions LLC, J.P. Morgan Clearing Corp., and J.P.Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/03/2023 - Present
Matrix Executions, LLC (CHICAGO IL)
NY
07/24/2019 - 03/21/2022
MATRIX EXECUTIONS, LLC (New York NY)
NY
03/30/2015 - 03/11/2019
DASH FINANCIAL TECHNOLOGIES LLC (New York NY)
NY
02/03/2015 - 03/31/2015
RAYMOND C. FORBES & CO., INC. (NEW YORK NY)
NY
02/03/2015 - 03/26/2015
BUCKLEY & YOUNG, LLC (RYE NY)
NY
10/07/2008 - 02/04/2015
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
02/28/2008 - 10/14/2008
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
10/04/2007 - 10/09/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 10/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
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