Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Andre Taylor is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Temecula, CA. Michael has been active in the industry since December 2004, holding various positions with several firms. Michael has been registered in various states with licenses that include Series 63, 65, 66, 7, 9, 10, 24, 53 and the SIE. Michael has the experience and expertise to help clients with their investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TEMECULA CA)
CA
09/17/2013 - 02/03/2016
WADDELL & REED (TORRANCE CA)
CA
02/04/2009 - 07/15/2010
TRUSTMONT FINANCIAL GROUP, INC. (FULLERTON CA)
CA
03/05/2008 - 09/25/2008
LIFEMARK SECURITIES CORP. (FULLERTON CA)
CA
03/22/2005 - 01/23/2008
NATIONAL PLANNING CORPORATION (SANTA MONICA CA)
CA
04/06/2004 - 11/02/2004
WORLD TRADE FINANCIAL CORPORATION (SAN DIEGO CA)
CA
09/22/2000 - 03/04/2004
INTREPID SECURITIES, INC. (TORRANCE CA)
BOTH
Issued 10/21/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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