linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Andersen

Icapital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Andersen

Michael Andersen is a financial advisor with over 15 years of experience in the industry. Michael is currently registered with iCapital Markets LLC and is a Series 7, 9, 10, 66 and SIE licensed professional. Michael has previously worked at firms such as ICapital Securities, LLC, Citigroup Global Markets Inc., Citi Private Advisory, LLC, Guggenheim Investor Services, LLC and UBS Financial Services Inc. Michael holds a Bachelor of Arts degree from a four-year college or university.

Firm Information

Michael Andersen is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Andersen’s Registration & Firm History

NY

11/30/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

01/16/2019 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

NJ

06/12/2015 - 12/17/2018

CITIGROUP GLOBAL MARKETS INC. (Jersey City NJ)

NY

03/28/2017 - 08/09/2018

CITI PRIVATE ADVISORY, LLC (New York NY)

NY

08/04/2011 - 06/01/2015

GUGGENHEIM INVESTOR SERVICES, LLC (NEW YORK NY)

NY

03/05/2008 - 07/28/2011

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

Not sure if Michael Andersen is right for you?

Licenses & Designations

BOTH

Issued 04/11/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/08/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/18/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2009

Series 3 - National Commodity Futures Examination

BC

Issued 03/04/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Andersen.
Not sure if Michael Andersen is right for you?