Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James McVicker is a registered representative with UBS Financial Services Inc. Michael is a registered representative with UBS Financial Services Inc. Michael has been in the financial services industry since 1999. Michael has a wide range of experience, having previously worked at Credit Suisse Securities (USA) LLC and Morgan Stanley & Co., Incorporated. Michael holds several licenses, including the Series 63, Series 7, Series 10, Series 9 and Series 24 licenses. Michael is also a registered investment advisor representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
03/09/2009 - 09/08/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
05/19/1999 - 04/23/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 8/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/25/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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