Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Oflaherty is a financial advisor with over 30 years of experience in the financial services industry. Michael currently works for LPL Financial LLC. Michael's previous experience includes working at JANNEY MONTGOMERY SCOTT LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., FIS SECURITIES, INC., BANC ONE SECURITIES CORPORATION, FRANKLIN/TEMPLETON DISTRIBUTORS, INC., EQUICO SECURITIES, INC. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Michael specializes in providing financial planning, portfolio management, and other advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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RI
05/10/2023 - Present
LPL Financial LLC (SOUTH KINGSTOWN RI)
RI
04/07/2017 - 05/09/2023
JANNEY MONTGOMERY SCOTT LLC (South Kingstown RI)
RI
10/23/2009 - 04/13/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
RI
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CRANSTON RI)
NY
09/25/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
11/26/1997 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
IL
04/02/1997 - 08/27/1997
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CA
07/15/1994 - 03/06/1997
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
NY
01/20/1992 - 03/02/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
01/20/1992 - 03/02/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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