Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Stockalper is a financial advisor registered in California. Michael has been in the financial industry since 1997. Michael is currently employed by The Leaders Group, Inc., based in Littleton, CO. Michael was previously affiliated with Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, United Planners' Financial Services of America A Limited Partner and MML Investors Services, Inc. Michael holds the following securities licenses: Series 6, Series 7 and Series 63. Michael also holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/21/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
01/03/2011 - 10/02/2014
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
05/03/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)
CA
02/11/2003 - 05/29/2007
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CARLSBAD CA)
MA
02/28/1997 - 02/25/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 03/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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