Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Toy is a financial advisor who has been in the industry since 2000. Michael is currently registered with Avantax Advisory Services in San Jose, California. Michael has experience with various firms including Securities America, Inc., LPL Financial LLC, and Ameriprise Financial Services, Inc. Michael specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
11/30/2022 - Present
Avantax Advisory Services (San Jose CA)
CA
10/10/2017 - 12/05/2022
SECURITIES AMERICA, INC. (Cupertino CA)
CA
04/30/2014 - 10/19/2017
LPL FINANCIAL LLC (SUNNYVALE CA)
CA
10/05/2009 - 05/01/2014
AMERIPRISE FINANCIAL SERVICES, INC. (CAMPBELL CA)
CA
07/03/2002 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (CAMPBELL CA)
NY
02/01/2001 - 06/04/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CA
03/23/2000 - 10/13/2000
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 09/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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