Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Smoots is an investment advisor representative at Prime Capital Financial. Michael has been in the financial industry for over 15 years. Michael specializes in working with high-net-worth individuals, families, businesses, and retirement plans. Michael holds Series 7, 63, and 65 licenses and is registered to conduct business in Kansas and Texas. Michael is also a licensed insurance agent and has experience in a variety of other fields including law and business consulting. Michael has a diverse background which helps provide comprehensive solutions to meet the needs of his clients. Michael works diligently to understand the goals of his clients and provides tailored strategies to help them achieve their financial objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
08/11/2017 - Present
Prime Capital Financial (OVERLAND PARK KS)
KS
01/12/2016 - 04/27/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (OVERLAND PARK KS)
KS
10/27/2008 - 02/20/2013
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
MO
10/23/2003 - 11/15/2006
RBC CENTURA SECURITIES, INC. (KANSAS CITY MO)
BC
Issued 01/19/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/06/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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