Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Allen Raphael is a financial advisor with LGA Capital, a firm based in Rockville, MD. Michael has been in the financial industry since November 4, 2011. Michael has two active Series Licenses and is registered in both Maryland and Utah. Previous employers include Clearview Trading Advisors, Inc. and Tejas Securities Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
02/15/2017 - Present
LGA Capital (ROCKVILLE MD)
NJ
07/21/2014 - 07/24/2015
CLEARVIEW TRADING ADVISORS, INC. (TENAFLY NJ)
NY
04/09/2010 - 07/16/2014
TEJAS SECURITIES GROUP, INC. (NEW YORK NY)
BOTH
Issued 10/11/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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