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Michael Allen Pintar

SG Americas Securities, LLC

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About Michael Allen Pintar

Michael Allen Pintar is a financial professional with over 20 years of experience in the industry. Michael is currently registered with SG Americas Securities, LLC in New York, NY. Michael has previously held positions at Newedge USA, LLC, RBC Capital Markets, LLC and Deutsche Bank Securities Inc.. Michael is a licensed Series 3, 4, 7, 24, 63, and SIE.

Firm Information

Michael Pintar is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Pintar’s Registration & Firm History

NY

01/02/2015 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

10/23/2014 - 01/02/2015

NEWEDGE USA, LLC (NEW YORK NY)

NY

03/07/2012 - 02/13/2013

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

08/01/1997 - 08/27/1999

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NA

06/25/1997 - 07/17/1997

DEUTSCHE MORGAN GRENFELL INC.

WI

04/07/1997 - 07/01/1997

CLEARY GULL REILAND & MCDEVITT INC. (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 01/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2022

Series 4 - Registered Options Principal Examination

BC

Issued 01/09/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2014

Series 3 - National Commodity Futures Examination

BC

Issued 03/06/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Allen Pintar.
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