Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hicks is a financial professional with over 2 years of experience in the financial services industry. Michael is currently registered with Fidelity Brokerage Services LLC. Michael is licensed to sell securities in 53 states, and has passed Series 7, 63, and SIE exams. Michael's previous experience includes roles at CHARLES SCHWAB & CO., INC. and NYLIFE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/06/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
02/27/2023 - 07/12/2023
CHARLES SCHWAB & CO., INC. (San Antonio TX)
TX
08/19/2021 - 10/04/2022
NYLIFE SECURITIES LLC (SAN ANTONIO TX)
BC
Issued 01/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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