Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Allen Gays is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with Wells Fargo Clearing Services, LLC and holds Series 63, 65, 7, 9, and 10 licenses. He is also a Certified Financial Planner. Michael has experience working at several firms including First Union Brokerage Services, Inc., CitiCorp Investment Services, Smith Barney Shearson Inc., and Lehman Brothers Inc. Michael's firm is based in St. Louis, Missouri and manages approximately $10 billion to $50 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
05/03/2021 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
NC
10/11/1995 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
04/13/1994 - 10/11/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/31/1993 - 03/11/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/06/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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