Unclaimed
Michael Fredrick is an investment advisor representative who has been in the industry since 2005. Michael is currently registered with Ameriprise Financial Services, LLC, a firm that specializes in offering a wide range of financial services, including investment management, financial planning, and insurance. Michael is also registered as an investment advisor representative in California and Texas. Michael has a diverse background in the financial services industry, having previously worked at DWS Distributors, Inc., Columbia Management Investment Distributors, Inc., and Riversource Distributors, Inc. Michael's expertise spans a range of financial products and services, encompassing securities, mutual funds, variable annuities, and insurance. Michael is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/19/2022 - Present
Ameriprise Financial Services, LLC (PLEASANT HILL CA)
IL
07/28/2010 - 06/14/2022
DWS DISTRIBUTORS, INC. (CHICAGO IL)
MN
01/02/2009 - 07/26/2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
11/24/2006 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
08/25/2005 - 01/24/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
IA
Issued 07/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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