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Michael Allen Case

Northwestern Mutual Investment Services, LLC

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About Michael Allen Case

Michael Allen Case is a registered representative with Northwestern Mutual Investment Services, LLC. Michael is registered with the state of Maryland and has been in the securities industry for over 10 years. Michael has passed the Series 6, 7, 63, and 65 exams. In addition to his role at Northwestern Mutual, Michael is the president of NAIFA Maryland, a non-profit organization focused on growing membership and providing value to members. Michael also owns Mac84, Inc., a legal entity established for business purposes.

Firm Information

Michael Case is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Case’s Registration & Firm History

MD

10/25/2024 - Present

Northwestern Mutual Investment Services, LLC (BALTIMORE MD)

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Licenses & Designations

IA

Issued 02/13/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/26/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Allen Case.
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