Unclaimed
Michael Allen Case is a registered representative with Northwestern Mutual Investment Services, LLC. Michael is registered with the state of Maryland and has been in the securities industry for over 10 years. Michael has passed the Series 6, 7, 63, and 65 exams. In addition to his role at Northwestern Mutual, Michael is the president of NAIFA Maryland, a non-profit organization focused on growing membership and providing value to members. Michael also owns Mac84, Inc., a legal entity established for business purposes.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
10/25/2024 - Present
Northwestern Mutual Investment Services, LLC (BALTIMORE MD)
IA
Issued 02/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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