Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bratton is an investment advisor representative who has been in the financial services industry since May 1999. Michael is currently registered with Raymond James & Associates, Inc. Michael has been with Raymond James since February 2013. Prior to that, Michael was employed at Morgan Keegan & Company, Inc. and Morgan Stanley DW Inc. Michael has a wide range of experience and expertise in providing financial advice to individuals, businesses and institutions. Michael is also a licensed Investment Advisor Representative in the state of Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/23/2013 - Present
Raymond James & Associates, Inc. (ST LOUIS MO)
MO
12/06/2004 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (TOWN AND COUNTRY MO)
NY
05/05/1999 - 12/06/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/25/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 05/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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