Unclaimed
Michael Allen Bassinger is a financial advisor with over 25 years of experience in the industry. Michael is currently registered with BNY Mellon Securities Corp. Michael's previous experience includes roles at UBS Securities LLC, Charles Schwab & Co., Inc., Lynch, Jones & Ryan, Inc., Banca IMI Securities Corp., and Sanford C. Bernstein & Co., Inc. Michael has a diverse background in the financial services industry, with experience in both brokerage and investment advisory roles. Michael holds a variety of licenses and certifications, including Series 3, 7, 10, 9, and 63. Michael is also a registered principal with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
11/01/2013 - Present
BNY Mellon Securities Corp. (New York NY)
MA
04/04/2000 - 04/08/2011
UBS SECURITIES LLC (BOSTON MA)
TX
11/01/1996 - 04/04/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
05/17/1995 - 11/01/1996
LYNCH, JONES & RYAN, INC. (NEW YORK NY)
NY
08/26/1994 - 03/13/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NY
12/16/1993 - 05/11/1994
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 11/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2013
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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