Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Allen is a financial advisor based in Omaha, NE with over 18 years of experience. Michael is registered with Wealth Enhancement Advisory Services, LLC, a firm that provides financial advice to high-net-worth individuals, corporations, and institutions. Previously, Michael worked for a number of other firms, including Private Client Services, LLC, Cetera Advisor Networks LLC, and First National Capital Markets. Michael holds Series 7, Series 63, and Series 66 securities licenses and has specialized experience in providing financial planning, investment management, and retirement planning. Michael is also an ERISA 3(38) investment manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
NE
07/02/2024 - Present
Wealth Enhancement Advisory Services, LLC (OMAHA BRM NE)
KS
01/05/2023 - 08/04/2023
PRIVATE CLIENT SERVICES, LLC (Overland Park KS)
NE
07/08/2019 - 01/10/2023
CETERA ADVISOR NETWORKS LLC (OMAHA NE)
NE
03/20/2018 - 04/16/2019
FIRST NATIONAL CAPITAL MARKETS (OMAHA NE)
NE
01/04/2016 - 09/22/2017
BANCWEST INVESTMENT SERVICES, INC. (LINCOLN NE)
NE
09/13/2005 - 01/08/2016
PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)
NE
12/14/2004 - 07/07/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
03/25/2004 - 12/14/2004
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
BOTH
Issued 02/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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