Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Allen is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with Charles Schwab & CO., Inc. in Florida. Michael was previously employed by TD Ameritrade, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael has a wide range of experience in the industry and holds a number of licenses and certifications, including Series 3, 7, 9, 10, 63, and 66. Michael's specializations include providing financial planning services and selection of other advisors. Michael's expertise and commitment to client service have earned the trust of a broad range of clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
02/07/2024 - Present
Charles Schwab & CO., Inc. (Orlando FL)
NE
01/04/2024 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
NY
10/25/1989 - 03/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1989
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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