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Michael Alfred Siciliano

Foreside Fund Services, LLC

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About Michael Alfred Siciliano

Michael Siciliano is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Foreside Fund Services, LLC and previously worked at a number of other firms. Michael is registered in 51 states and the District of Columbia. Michael holds the Series 63, Series 7, and SIE licenses.

Firm Information

Michael Siciliano is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Siciliano’s Registration & Firm History

MA

12/08/2022 - Present

Foreside Fund Services, LLC (Boston MA)

MA

07/01/2022 - 08/22/2022

FORESIDE FINANCIAL SERVICES, LLC (Duxbury MA)

CO

03/22/2018 - 06/30/2022

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

NC

01/11/2012 - 04/05/2017

BARINGS SECURITIES LLC (CHARLOTTE NC)

NY

02/17/2011 - 09/02/2011

RCAP SECURITIES, INC. (NEW YORK NY)

NY

11/05/2007 - 01/22/2009

ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)

MA

02/15/2002 - 08/27/2007

MBSC SECURITIES CORPORATION (BOSTON MA)

MA

06/10/2004 - 07/02/2007

MELLON FUNDS DISTRIBUTOR, L.P. (BOSTON MA)

CT

06/01/1999 - 02/26/2002

GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)

NJ

01/28/1995 - 10/13/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

07/09/1993 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/27/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/16/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Alfred Siciliano.
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