Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Smith is a financial advisor who has been in the industry since 2000. Michael is currently registered with Oppenheimer & Co. Inc. in Georgia. Michael is a seasoned professional with experience at several firms including The Buckingham Research Group Incorporated, Jefferies & Company, Inc., Friedman, Billings, Ramsey & Co., Inc., SunTrust Capital Markets, Inc., Investment Management & Research, Inc and Raymond James & Associates, Inc. Michael is also registered in Florida, Georgia, Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
GA
08/01/2018 - Present
Oppenheimer & Co. Inc. (ATLANTA GA)
NY
12/19/2011 - 01/13/2014
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
GA
12/15/2004 - 08/01/2011
JEFFERIES & COMPANY, INC. (ATLANTA GA)
CA
07/10/2003 - 12/01/2004
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
GA
04/18/2000 - 03/28/2002
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
FL
08/04/1997 - 05/01/1998
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
FL
07/08/1996 - 08/08/1997
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 07/11/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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