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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alexander Scotto is an investment advisor representative with Morgan Stanley. Michael has been in the industry since December 24, 2000. Michael has passed the Series 3, 7, 21, 25, 31, 63, and 65 exams, as well as the SIE exam. Michael has been registered with the state of New York since June 1, 2009. Michael is also registered with the state of Texas. Michael has worked with Morgan Stanley since June 2009, and with Morgan Stanley Private Bank, National Association since January 2015. Michael has held positions at various other firms, including CITIGROUP GLOBAL MARKETS INC., GOLDMAN SACHS EXECUTION & CLEARING, L.P., and SPEAR, LEEDS & KELLOGG SPECIALISTS LLC. Michael is active in the investment community and is committed to providing high-quality financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/10/2020 - Present
Morgan Stanley (New York NY)
NY
11/23/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/30/2002 - 08/30/2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
06/27/2002 - 08/30/2007
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
01/22/2001 - 06/26/2002
WALTER N. FRANK & CO., LLC (NEW YORK NY)
NY
10/01/2000 - 01/26/2001
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
IA
Issued 01/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/04/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/24/2001
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 05/10/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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