Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alexander Rivera is a financial advisor with Principal Securities, Inc. Michael is registered with the state of South Carolina as an Investment Advisor Representative. Michael is also a registered representative and holds the following securities licenses: Series 7TO, Series 63, Series 66 and Series 6. Michael also provides fixed annuities, LTC, life, group benefits, health insurance, and DI insurance. Michael has been in the financial industry for over 5 years. Michael has worked for several firms including Pruco Securities, LLC, and Christian Community Thrift. Michael currently works at the Mount Pleasant, South Carolina branch office of Principal Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
SC
08/17/2023 - Present
Principal Securities, Inc. (MT PLEASANT SC)
HI
06/14/2023 - 08/01/2023
PRUCO SECURITIES, LLC. (HONOLULU HI)
SC
07/16/2019 - 03/29/2023
PRINCIPAL SECURITIES, INC. (ORANGEBURG SC)
SC
04/23/2018 - 07/17/2019
PRUCO SECURITIES, LLC. (MT. PLEASANT SC)
BOTH
Issued 02/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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