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Michael Alexander Mooney

Velocity Clearing, LLC

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About Michael Alexander Mooney

Michael Mooney is a financial professional with over 15 years of experience in the securities industry. Michael has a Series 7, Series 55, Series 63, SIE and Series 82TO licenses. Michael is currently registered with Velocity Clearing, LLC, a firm that provides clearing and custody services to broker-dealers and investment advisors. Prior to joining Velocity Clearing, LLC, Michael was a registered representative with WPS Prime Services, LLC, Clearview Trading Advisors, Inc., and Broadband Capital Management, LLC. Michael is registered in 20 states and has a proven track record of success in providing investment advice to individual and institutional clients.

Firm Information

Michael Mooney is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Mooney’s Registration & Firm History

NY

03/31/2021 - Present

Velocity Clearing, LLC (Purchase NY)

NY

05/09/2019 - 03/31/2021

WPS PRIME SERVICES, LLC (NEW YORK NY)

NY

10/02/2007 - 05/07/2019

CLEARVIEW TRADING ADVISORS, INC. (NEW YORK NY)

NY

06/14/2007 - 10/02/2007

BROADBAND CAPITAL MANAGEMENT, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/15/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/13/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Alexander Mooney.
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