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Michael Alexander McCain

Wells Fargo Advisors Financial Network, LLC

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About Michael Alexander McCain

Michael McCain is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Michael has over 40 years of experience in the financial services industry and is registered to provide investment advice in 38 states. Michael is also a registered representative of Wells Fargo Advisors Financial Network, LLC and is licensed to sell securities in 38 states. Michael offers financial planning, investment management, and portfolio management for individuals, businesses, and institutions. Michael has a broad range of experience in financial services, with expertise in investments, retirement planning, and estate planning. Michael is committed to providing personalized financial advice to help clients reach their financial goals.

Firm Information

Michael McCain is currently registered with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a Limited Liability Company headquartered in St. Louis, Missouri. Founded in 2003, the firm offers a range of investment advisory services to individual and institutional clients, including financial planning, portfolio management, and pension consulting. Wells Fargo Advisors Financial Network, LLC is registered with the SEC and in all 50 states and the District of Columbia. The firm manages over $154 billion in regulatory assets under management.
Wells Fargo Advisors Financial Network, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103

$154.19B

Assets Under Management

2,434

Total Clients

3,095

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael McCain’s Registration & Firm History

FL

05/04/2023 - Present

Wells Fargo Advisors Financial Network, LLC (NAPLES FL)

FL

01/01/2008 - 05/04/2023

WELLS FARGO CLEARING SERVICES, LLC (NAPLES FL)

FL

01/19/1980 - 01/03/2008

A. G. EDWARDS & SONS, INC. (NAPLES FL)

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Licenses & Designations

BC

Issued 01/08/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 42 - Registered Options Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1981

Series 5 - Interest Rate Options Examination

BC

Issued 01/19/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Alexander McCain.
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