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Michael Alexander Mata

Jefferies LLC

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About Michael Alexander Mata

Michael Alexander Mata is a financial advisor with Jefferies LLC. Michael has over 2 years of experience in the industry, having previously worked with Citigroup Global Markets Inc. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, 79TO, 52TO, and SIE licenses. Michael is currently licensed in all 50 states, as well as Puerto Rico and the Virgin Islands.

Firm Information

Michael Mata is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Mata’s Registration & Firm History

CA

03/19/2024 - Present

Jefferies LLC (LOS ANGELES CA)

CA

09/19/2022 - 03/08/2024

CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 10/07/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/19/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 05/11/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE National, Inc.

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Alexander Mata.
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