Unclaimed
Michael Alexander Mata is a financial advisor with Jefferies LLC. Michael has over 2 years of experience in the industry, having previously worked with Citigroup Global Markets Inc. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, 79TO, 52TO, and SIE licenses. Michael is currently licensed in all 50 states, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/19/2024 - Present
Jefferies LLC (LOS ANGELES CA)
CA
09/19/2022 - 03/08/2024
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
BC
Issued 10/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/19/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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