Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alexander Hecht is a financial professional with over 25 years of experience in the industry. Michael currently works at Charles Schwab & Co., Inc., located in San Francisco, CA. Prior to this, Michael held positions at JMP Securities LLC, BANC OF AMERICA SECURITIES LLC, CREDIT SUISSE FIRST BOSTON LLC, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and PAINEWEBBER INCORPORATED. Michael is licensed to provide financial advice in California and holds a variety of professional designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
04/21/2010 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
NY
02/17/2009 - 03/16/2010
JMP SECURITIES LLC (NEW YORK NY)
NY
07/16/2003 - 10/06/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/17/2003 - 07/11/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
05/16/2000 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
09/24/1998 - 05/26/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
01/04/1993 - 08/25/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 11/15/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 07/11/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/01/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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