Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alexander Faris is a financial advisor with over 9 years of experience in the financial services industry. Michael is currently registered with Fidelity Personal And Workplace Advisors and holds Series 6, 7, 63, and 66 licenses. Michael has a proven track record of helping clients achieve their financial goals. Michael specializes in providing financial planning, portfolio management, and educational seminars. Prior to joining Fidelity Personal And Workplace Advisors, Michael was employed by J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
05/16/2024 - Present
Fidelity Personal AND Workplace Advisors (SEATTLE WA)
WA
09/18/2020 - 04/02/2024
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
WA
06/23/2014 - 01/02/2018
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
BOTH
Issued 08/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/18/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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