Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alexander Bratti is a financial professional with experience in the industry since November 12, 2018. Michael is currently registered with Nuveen Securities, LLC and has a Series 6, 7, 63, 65, 82 and 99 licenses. Michael also holds a Series 22 license. Michael was previously registered with WELLS FARGO SECURITIES, LLC and WELLS FARGO CLEARING SERVICES, LLC. Michael is currently licensed in South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/20/2024 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
NC
12/23/2021 - 12/20/2023
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
05/31/2018 - 12/07/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
IA
Issued 07/03/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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