Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Albert Moffatt is a financial advisor with over 24 years of experience in the industry. Michael is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. Michael has been registered with this firm since December 3, 2014. Prior to this firm, Michael was registered with Jackson National Life Distributors LLC from June 17, 2014 to November 26, 2014, Edward Jones from February 24, 2014 to March 21, 2014 and Janus Distributors LLC from October 22, 1998 to October 16, 2013. Michael holds Series 6, 7, 63 and 66 securities licenses. Michael is also licensed to provide financial advice in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
12/03/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
06/17/2014 - 11/26/2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
MO
02/24/2014 - 03/21/2014
EDWARD JONES (ST. LOUIS MO)
CO
10/22/1998 - 10/16/2013
JANUS DISTRIBUTORS LLC (DENVER CO)
BOTH
Issued 03/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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