Unclaimed
Michael Lockhart is a financial professional with over 5 years of experience in the industry. Michael is currently registered with TP Icap Global Markets Americas LLC and has previously held positions at Tullett Prebon Financial Services LLC and BGC Financial, L.P.. Michael holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/11/2021 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
08/05/2017 - 04/27/2021
BGC FINANCIAL, L.P. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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