Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Breen is an investment advisor representative with Fidelity Personal And Workplace Advisors. Michael has been in the securities industry since 2011. Michael holds a Series 6, 7, 63 and 66 license and is registered in 52 states. Michael is registered as an Investment Advisor Representative in Rhode Island and Texas. Michael has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citizens Securities, Inc., Key Investment Services LLC, Santander Securities LLC, and Signator Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
05/24/2022 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
RI
05/27/2020 - 03/18/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
RI
08/08/2019 - 04/17/2020
CITIZENS SECURITIES, INC. (JOHNSTON RI)
CT
06/22/2018 - 05/30/2019
KEY INVESTMENT SERVICES LLC (DANIELSON CT)
RI
10/20/2017 - 02/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
RI
12/04/2015 - 07/27/2017
SANTANDER SECURITIES LLC (East Providence RI)
RI
06/24/2011 - 11/17/2015
SIGNATOR INVESTORS, INC. (WARWICK RI)
BOTH
Issued 11/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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