Unclaimed
Michael Albert Batu is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Michael Albert Batu has been in the industry since 1993 and holds the Series 7, Series 63, and Series 65 licenses. Michael Albert Batu is a Certified Financial Planner and has been registered with Wells Fargo Advisors, LLC since 2009. Michael Albert Batu also has prior experience with UBS Financial Services Inc. and A. G. Edwards & Sons, Inc. Michael Albert Batu is registered to provide investment advice in Alaska, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Iowa, Maryland, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/09/2023 - Present
Wells Fargo Advisors Financial Network, LLC (PALM BEACH GARDENS FL)
OH
01/01/2008 - 01/09/2023
WELLS FARGO CLEARING SERVICES, LLC (AKRON OH)
OH
05/26/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FAIRLAWN OH)
OH
08/27/1993 - 06/15/2006
UBS FINANCIAL SERVICES INC. (AKRON OH)
IA
Issued 06/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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