Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sherman is an investment advisor representative with Mutual Of Omaha Investor Services, Inc. He has been in the industry since 1999. Michael is registered with the state of New Jersey and New York. He specializes in investments in the areas of fixed income, mutual funds and stocks. Michael can assist clients in both financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
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2
MA
10/05/2022 - Present
Mutual OF Omaha Investor Services, Inc. (BRAINTREE MA)
NY
02/05/2008 - 01/27/2010
CITIGROUP GLOBAL MARKETS INC. (STATEN ISLAND NY)
NY
01/23/2007 - 02/01/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (STATEN ISLAND NY)
NY
01/01/2005 - 01/23/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
01/13/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
07/07/2000 - 12/03/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
05/26/1999 - 06/27/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 04/23/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/12/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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