Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alan Sherman is a financial advisor at Stratos Wealth Partners, Ltd. Michael has over 30 years of experience in the financial services industry. Michael is registered as an Investment Advisor Representative in Arizona and Texas. Michael has held Series 65, 63, 10, 9, 8, 24, 57TO, SIE, 55, 31, 7 and 52 licenses. Michael has a strong background in financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
AZ
11/07/2022 - Present
Stratos Wealth Partners, Ltd. (Scottsdale AZ)
AZ
08/29/2017 - 11/07/2022
CROWN CAPITAL SECURITIES, L.P. (Peoria AZ)
AZ
05/24/2013 - 08/30/2017
WFG INVESTMENTS, INC. (CHANDLER AZ)
AZ
10/17/2008 - 05/29/2013
WEDBUSH SECURITIES INC. (SCOTTSDALE AZ)
AZ
06/02/1994 - 11/14/2008
PEACOCK, HISLOP, STALEY & GIVEN, INC. (PHOENIX AZ)
NY
10/09/1984 - 05/06/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/09/1982 - 10/15/1984
J. MILTON NEWTON, INCORPORATED
IA
Issued 12/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/08/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/29/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/07/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
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