Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alan Schweitzer is a financial advisor with Janus Henderson Distributors US LLC in DENVER, CO. Michael has over 30 years of experience in the financial industry. Michael is registered to offer securities in 51 states and is a Registered Principal. Michael holds Series 3, 7, 10, 24, 63, and 65 licenses as well as the SIE. Michael previously worked at American Funds Distributors, Inc. in Los Angeles, CA, HSBC Securities (USA) Inc. in New York City, NY, UBS Financial Services Inc. in Weehawken, NJ, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/28/2022 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CA
01/05/2017 - 11/09/2022
AMERICAN FUNDS DISTRIBUTORS, INC. (Los Angeles CA)
NY
05/20/2013 - 12/22/2016
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NJ
09/02/2003 - 07/10/2012
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/23/1989 - 09/16/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2008
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/05/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1997
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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