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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rothfuss is a financial advisor with Commonwealth Financial Network. Michael has been in the industry since April 2003. Michael's specializations include retirement planning, investment strategies, college savings, insurance and estate planning. Michael is registered to offer securities and investment advisory services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/20/2024 - Present
Commonwealth Financial Network (Philadelphia PA)
PA
04/09/2008 - 10/06/2021
SECURITIES AMERICA, INC. (CHADDS FORD PA)
VA
12/08/2004 - 10/04/2007
SECURITIES AMERICA, INC. (RICHMOND VA)
MN
04/29/2003 - 01/18/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/29/2003 - 01/18/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
08/08/2001 - 11/16/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
08/18/2000 - 03/12/2001
PRIME CHARTER LTD. (NEW YORK NY)
BOTH
Issued 02/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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