Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mazhari is a financial advisor with Houlihan Lokey Capital, Inc., with over 10 years of experience in the financial services industry. Michael's primary focus is on investment banking. Michael holds the Series 7, 79 and Series 66 licenses. Michael has held prior positions at firms including Truist Securities, Inc., William Blair, Wells Fargo Clearing Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is currently registered with FINRA and the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/15/2024 - Present
Houlihan Lokey Capital, Inc. (Charlotte NC)
NC
05/05/2023 - 04/30/2024
TRUIST SECURITIES, INC. (Charlotte NC)
NC
08/15/2018 - 04/12/2023
WILLIAM BLAIR (CHARLOTTE NC)
NC
09/11/2014 - 07/16/2018
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
11/14/2012 - 01/16/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BOTH
Issued 01/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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