Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alan Martin is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm that provides investment advice to a wide range of clients. Michael has been active in the financial industry since November 1985 and has worked for several well-known firms, including Morgan Stanley Smith Barney and Citigroup Global Markets Inc. He has extensive experience in the industry, and holds a variety of licenses and registrations, including Series 7, Series 3, Series 63, and Series 65. Michael is also registered in several states, including Connecticut, Florida, Georgia, Illinois, Massachusetts, Nevada, New York, North Carolina, Pennsylvania, Vermont and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/30/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTHBURY CT)
CT
06/01/2009 - 04/10/2012
MORGAN STANLEY SMITH BARNEY (HARTFORD CT)
CT
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HARTFORD CT)
NY
11/20/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1992
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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