Unclaimed
Michael Manning is a financial advisor with over 30 years of experience in the financial services industry. Michael has been registered with Commonwealth Financial Network since 2010. Prior to that, Michael worked at LPL FINANCIAL CORPORATION and MML INVESTORS SERVICES, INC.. Michael is a registered representative and investment advisor representative. He holds the Series 6, 7, 22, 24 and 63 securities licenses and the SIE exam. Michael is a member of FINRA and the Securities Investor Protection Corporation (SIPC). Michael's areas of specialization include financial planning, retirement planning, investment management, and insurance. Michael is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/19/2010 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
12/13/1995 - 06/16/2010
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
MA
02/26/1986 - 12/13/1995
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 10/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/25/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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