Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Leclair is an investment advisor representative at Stifel, Nicolaus & Company, Inc., based in Madison, CT. He has been a registered representative in the securities industry since 1991 and has a broad range of experience in financial planning, portfolio management, and retirement planning. Michael has a strong track record of success in helping clients achieve their financial goals. Michael is committed to providing personalized financial advice and guidance to help clients navigate the complexities of the financial markets. He holds the Series 6, 7, 9, 10, 24, 63, and 65 licenses and is registered in several states. Michael holds his Series 24 General Securities Principal license, Series 10 General Securities Sales Supervisor license, and Series 9 General Securities Sales Supervisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/13/2017 - Present
Stifel, Nicolaus & Company, Inc. (MADISON CT)
CT
10/04/2004 - 06/05/2007
RYAN BECK & CO. (HAMDEN CT)
NY
09/25/2000 - 10/12/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
02/02/2000 - 09/29/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
MA
01/02/1997 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
IN
01/02/1996 - 12/31/1996
MDS SECURITIES INCORPORATED (CARMEL IN)
ME
07/14/1994 - 12/31/1995
440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)
NY
07/10/1992 - 07/22/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/08/1987 - 08/17/1987
FIRST ASSOCIATED FINANCIAL GROUP, LTD.
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/07/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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