Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Jefferies is a financial advisor at UBS Financial Services Inc. Michael has been in the financial services industry since 1975. Michael holds a Series 7, Series 63, Series 9, Series 10, Series 65 and SIE license. Michael is also registered in Kansas. Michael's previous firms include BLYTH EASTMAN DILLON & CO. INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.. Michael specializes in investment planning, retirement planning, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
01/31/1980 - Present
UBS Financial Services Inc. (Kansas City MO)
NA
02/22/1977 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
01/24/1975 - 04/03/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 04/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/25/1977
PC - AMEX Put and Call Exam
BC
Issued 01/18/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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