Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alan Hecker is a financial advisor with Principal Securities, Inc. in Kahului, Hawaii. Michael has been a financial advisor since December 1981. Michael is licensed to offer securities and investment advice in 27 states including Texas and Hawaii. Michael has been affiliated with Principal Securities, Inc. since June 1999. In addition to his role with Principal Securities, Inc., Michael also works as a 50/50 owner with his wife in Spotted Bugs LLC, a ceramics and antiques sales business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
HI
03/08/2021 - Present
Principal Securities, Inc. (KAHULUI HI)
NJ
09/20/1993 - 06/25/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MA
12/18/1981 - 09/17/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
12/18/1981 - 09/17/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 06/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1991
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/03/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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