Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alan Hayes is a financial advisor who has been in the industry since 1997. He is currently registered with Cetera Investment Advisers LLC, a firm that provides financial planning, portfolio management, and other advisory services. Michael has previously worked at Girard Securities, Inc., Spelman & Co., Inc., Morgan Stanley DW Inc., and PaineWebber Incorporated. He holds Series 63, Series 65, Series 7, and Series 24 licenses and is registered in Alaska, California, Louisiana, Minnesota, Oregon, and Washington. Michael is also a licensed insurance agent and a real estate broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
12/16/2004 - 11/01/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
AZ
12/20/2002 - 12/17/2004
SPELMAN & CO., INC. (PHOENIX AZ)
NY
03/13/1998 - 11/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
05/28/1997 - 04/08/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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