Unclaimed
Michael Hay is a registered representative with Empower Advisory Group, LLC. Michael has been in the financial services industry since 2011. Michael has been registered with Empower Advisory Group, LLC since 2024. Michael is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Michael has passed the Series 66, Series 7, Series 9, Series 10, Series 24, Series 51, and SIE exams. Michael holds specializations in Financial Planning, Portfolio Management for Individuals, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/30/2024 - Present
Empower Advisory Group, LLC (CATONSVILLE MD)
MD
01/26/2022 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Annapolis MD)
MD
05/04/2018 - 12/20/2023
TD AMERITRADE, INC. (Annapolis MD)
MD
07/13/2011 - 04/19/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BOTH
Issued 08/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2015
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/07/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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