Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hargrove is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Captrust and has previously held positions at Northwestern Mutual Investment Services, LLC, Wells Fargo Advisors, LLC, and First Union Brokerage Services, Inc. Michael holds several industry licenses and designations, including the Series 63, 66, 7, 9, and 10. Michael specializes in providing financial planning, investment management, and pension consulting services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
02/05/2016 - Present
Captrust (RALEIGH NC)
NC
06/17/2013 - 01/07/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RALEIGH NC)
NC
10/01/2000 - 05/17/2013
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
NC
02/16/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 02/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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