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Michael Alan Fleming

U.s. Bancorp Advisors, LLC

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About Michael Alan Fleming

Michael Fleming is a financial advisor with over 10 years of experience in the financial services industry. Michael currently works at U.S. Bancorp Advisors, LLC and is registered with the state of California. Previously, Michael was employed with Ameriprise Financial Services, Inc. and American Enterprise Investment Services Inc. Michael has passed multiple securities exams, including Series 7, Series 66, and Series 24. Michael has specializations in financial planning, portfolio management, and selection of other advisors.

Firm Information

Michael Fleming is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Fleming’s Registration & Firm History

IL

05/19/2022 - Present

U.s. Bancorp Advisors, LLC (Chicago IL)

MN

09/15/2021 - 05/18/2022

AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)

MN

01/03/2017 - 09/15/2021

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)

MN

04/25/2012 - 01/18/2017

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

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Licenses & Designations

IA

Issued 11/16/2021

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/14/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/23/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Alan Fleming.
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