Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Cavanaugh is a financial advisor with Regiment Securities, LLC, and has been in the industry since April 1, 2005. Michael is registered in Florida, Illinois, Texas, and Wisconsin. Michael previously worked at EASTGATE SECURITIES, LLC, SNC CAPITAL MANAGEMENT CORP., BROKERSXPRESS LLC, and OPTIONSXPRESS, INC. Michael holds Series 4, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/16/2021 - Present
Regiment Securities, LLC (Chicago IL)
NY
04/27/2021 - 07/26/2021
EASTGATE SECURITIES, LLC (NEW YORK NY)
IL
09/26/2012 - 02/28/2013
SNC CAPITAL MANAGEMENT CORP. (CHICAGO IL)
IL
07/13/2004 - 09/05/2012
BROKERSXPRESS LLC (CHICAGO IL)
IL
09/24/2010 - 02/24/2012
OPTIONSXPRESS, INC. (CHICAGO IL)
BC
Issued 03/16/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/2009
Series 4 - Registered Options Principal Examination
BC
Issued 05/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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