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Michael Alan Caudill

Pruco Securities, LLC

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About Michael Alan Caudill

Michael Caudill is a registered representative with Pruco Securities, LLC and has been in the industry since 2007. Michael is licensed in Ohio and Virginia, and holds the Series 6, Series 63 and SIE licenses. Prior to joining Pruco Securities, LLC, Michael worked with W&S BROKERAGE SERVICES, INC.. Michael also holds a General Health Insurance position where he sells and services health insurance.

Firm Information

Michael Caudill is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

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other

Compensation from lpl enterprise, llc

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Michael Caudill’s Registration & Firm History

OH

06/30/2020 - Present

Pruco Securities, LLC (Mansfield OH)

OH

04/17/2007 - 06/10/2020

W&S BROKERAGE SERVICES, INC. (ONTARIO OH)

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Licenses & Designations

BC

Issued 07/15/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Alan Caudill.
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