Unclaimed
Michael Caudill is a registered representative with Pruco Securities, LLC and has been in the industry since 2007. Michael is licensed in Ohio and Virginia, and holds the Series 6, Series 63 and SIE licenses. Prior to joining Pruco Securities, LLC, Michael worked with W&S BROKERAGE SERVICES, INC.. Michael also holds a General Health Insurance position where he sells and services health insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
OH
06/30/2020 - Present
Pruco Securities, LLC (Mansfield OH)
OH
04/17/2007 - 06/10/2020
W&S BROKERAGE SERVICES, INC. (ONTARIO OH)
BC
Issued 07/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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